UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
Weatherford International plc
(Exact name of registrant as specified in its charter)
| Ireland | 001-36504 | 98-0606750 | ||||||
| (State or other jurisdiction of incorporation or organization) | (Commission File Number) | (IRS Employer Identification No.) | ||||||
| 2000 St. James Place, Houston, Texas | 77056 | ||||
| (Address of principal executive offices) | (Zip Code) | ||||
Scott C. Weatherholt | 713.836.4000 | ||||
(Name and telephone number, including area code, of the person to contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2020.
Section 1 - CONFLICT MINERALS DISCLOSURE
Item 1.01 and 1.02 | CONFLICT MINERALS DISCLOSURE AND REPORT; EXHIBIT | ||||
In accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended, Weatherford International plc (“Weatherford”) evaluated its supply chain to determine if conflict minerals, defined as columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives tantalum, tin, and tungsten, were used in the production or functionality of products manufactured or contracted for manufacture by Weatherford in calendar year 2020.
Conflicts Mineral Disclosure
A copy of this Form SD and the Weatherford Conflict Minerals Report, filed as Exhibit 1.01 hereto, may be found on our website at www.weatherford.com under “Investor Relations” and “SEC Filings.”
Section 2 - EXHIBITS
Item 2.01 | EXHIBITS | ||||
Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
| WEATHERFORD INTERNATIONAL PLC | ||||||||
| Date: May 28, 2021 | /s/ Scott C. Weatherholt | |||||||
Scott C. Weatherholt | ||||||||
| Executive Vice President, General Counsel and Chief Compliance Officer | ||||||||
Exhibit 1.01
Weatherford International plc
Conflict Minerals Report
For the Year Ended December 31, 2020
This Conflict Minerals Report of Weatherford International plc (“Weatherford,” “we,” “our” or the “Company”) is in accordance with Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934, as amended.
Company Overview
Weatherford is a multinational oilfield service company and a leading wellbore and production solution company providing equipment and services used in the drilling, evaluation, completion, production and intervention of oil and natural gas wells. We conduct operations in over 75 countries, answering the challenges of the energy industry with approximately 390 operating locations including manufacturing, research and development, service, and training facilities. We are committed to a culture of compliance and to tracing the origins of our necessary conflict minerals to ensure that we are sourcing materials and components from companies that share our values and commitment to human rights, ethics and environmental responsibility. Weatherford supports efforts to increase transparency regarding conflict minerals and to eliminate their use. As a result, we adopted due diligence procedures consistent with the Organisation for Economic Co-operation and Development (“OECD”) guidelines and seek to obtain chain of custody declarations from all Weatherford suppliers of columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives (which are limited to tantalum, tin, and tungsten) (“conflict minerals” or “3TG”) incorporated into products manufactured or contracted for manufacture by Weatherford in accordance with our obligations pursuant to the U.S. Dodd-Frank Wall Street Reform and Consumer Protection Act and the Rule.
Product & Supply Chain Overview
Our principal business is to provide equipment and services to the oil and natural gas exploration and production industry, both onshore and offshore. During the second quarter of 2020, in order to support the streamlining and realignment of the business, we combined our prior reported four product lines into two product lines. Our two product lines are: (1) Completion and Production and (2) Drilling, Evaluation and Intervention. We have evaluated our product lines and made a good faith determination that conflict minerals were necessary for the production or functionality of some products manufactured or contracted for manufacture by Weatherford in calendar year 2020. These products include, but are not limited to (the following collectively, “Covered Products”):
•liner hanger systems,
•fishing recovery tools,
•rotating cement heads,
•downhole deployment valves,
•pressure control equipment,
•inflatable packers,
•casing packers,
•thru-tubing equipment,
•wellbore tubulars,
•casing and running tools,
•drilling casing bits,
•centralizers,
•float equipment,
•stimulation sleeves,
•expandable sand screens,
•composite plugs,
•inflow control devices,
•gravel pack systems,
•production packers,
•isolation valves,
•RFID enabled tools,
•subsurface safety valves,
•pressure pumping systems,
•continuous rod products,
•gas lift valve systems,
•rotaflex pump units,
•gas lift systems,
•power generation units,
•reciprocating rod lifts systems,
•flow measurement products,
•SurgeMaster®II tool,
•drilling rental tools,
•performance drilling tools,
•mechanized rig equipment,
•conventional tubular running equipment,
•pump and fluid systems,
•well servicing equipment,
•logging while drilling equipment,
•measurement while drilling equipment,
•directional drilling equipment,
•rotary steerable systems,
•managed pressure drilling systems,
•rotating control devices,
•advanced flow detection systems, and
•steady state continuous flow systems
Weatherford’s global supply chain is complex with multiple levels of suppliers between us and upstream conflict minerals producers. Further, our Covered Products consist of many component materials and parts, with multiple suppliers potentially contributing to a single product. As a downstream purchaser and user of conflict minerals, we do not have direct visibility into, and are always many layers removed from, smelters or refiners of 3TG (“SORs”) and the associated mines of origin of the conflict minerals. Therefore, we must rely on our direct suppliers (“tier 1 suppliers”) and their suppliers (“tier 2 suppliers”) to provide the information necessary to trace the source and chain of custody of 3TG that may exist in our Covered Products.
1
Reasonable Country of Origin Inquiry (RCOI)
This year, we continued the refinement of our RCOI program and processes. We automated the process of identifying Covered Products by utilizing information in our various computer systems, including material safety data and engineering design product information, and then undertaking an extensive manual review and validation of the data and reports. From these reports, we identified the Covered Products and the corresponding direct suppliers in the supply chain of our manufacturing businesses falling within the scope of the Rule. We further categorized these direct suppliers by the types of products or services they supply to Weatherford to identify both higher and lower risk categories. This review and categorization enabled us to refine the scope of the suppliers we reasonably believe are covered by the Rule by identifying specific product or products supplied to Weatherford that may contain 3TG. Our review identified 670 tier 1 suppliers within the scope of the Rule for 2020. This represents approximately a 28% reduction in the number of tier 1 suppliers within the scope of the Rule from 2019. Through our efforts over the last several years towards streamlining and simplifying our business, we have further reduced our overall number of suppliers and also the number of our manufacturing facilities. As a result of these initiatives, we have reduced our total number of tier 1 suppliers by almost 50% since 2017 and continue to evaluate our supply chain for opportunities to further improve efficiency. We believe that these refinements to our supply chain will help us to manage and mitigate the risk that conflict minerals from the Democratic Republic of the Congo or adjoining countries (“DRC”) are used in our Covered Products.
Weatherford, with the assistance of a third-party consultant, contacted the 670 tier 1 suppliers to request and collect information about the use and origin of 3TG used in the products and components supplied to Weatherford. Utilizing the Conflict-Free Sourcing Initiative’s Conflict Minerals Reporting Template (“CMRT”), suppliers were asked to provide information regarding the existence of 3TG in specifically identified materials and products sold to Weatherford and the sourcing of these materials, with the ultimate goal of identifying the SORs and associated mine countries of origin connected to 3TG utilized in our products and components. Suppliers were provided multiple options for uploading CMRTs or providing the requested information. To facilitate reporting at the product-level, Weatherford identified the products and components being sourced from a given supplier and this was communicated to that supplier as part of the data request. The suppliers were asked to select a given product or set of products for which a CMRT was being submitted. Suppliers were able to submit multiple CMRTs as needed to address all indicated products. If a supplier was unable to provide one or more product-specific CMRTs, the supplier could choose to provide a company-level or user-defined CMRT. Suppliers unable to provide a CMRT on their own behalf were requested to provide relevant information on their tier 2 suppliers. We then contacted these tier 2 suppliers, and subsequent tiers of suppliers as needed. Every effort was made to address and meet the concerns of suppliers regarding their need to maintain the confidentiality of their data and our third-party consultant executed non-disclosure agreements with Weatherford’s suppliers when requested.
If suppliers did not respond to our request for information, our third-party consultant made multiple additional attempts to contact them via emails and telephone calls and offered assistance in completing the CMRTs and providing the requested information. Through our engagement and outreach to our suppliers, we continued to inform, educate and assist our suppliers if they are unfamiliar with conflict mineral rules, Weatherford’s conflict minerals compliance program, our related policies and the supplier’s obligations under their contracts with Weatherford and our Supplier Code of Conduct. If, after these efforts, a supplier still did not register within the system or provide the information requested, the matter was further escalated internally and there was direct outreach by Weatherford.
RCOI Results
This reporting year, 468 suppliers, or approximately 70%, responded to our request to provide CMRTs, similar to the 71% response rate we achieved last year. Of the suppliers who responded, 32% indicated one or more conflict minerals are necessary to the functionality or production of our Covered Products. Based on a reasonable country of origin inquiry, we have reason to believe that conflict minerals necessary to the functionality or production of our Covered Products may have originated in the DRC. We performed additional due diligence measures on the source and chain of custody of the necessary conflict minerals in our Covered Products, as described below.
2
Due Diligence
Design
The design of Weatherford’s due diligence framework conforms to the due diligence-related steps of OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, second edition (“OECD Guidance”).
Measures Undertaken
Once we received information from suppliers in the CMRTs, we evaluated responses for plausibility, consistency, and gaps in information. If, during the evaluation, any quality control flags were raised regarding the veracity or accuracy of information, suppliers were automatically contacted again on a bi-weekly basis up to an additional three times to confirm or verify the information. Examples of quality control flags are:
•One or more SORs were listed but no conflict mineral was listed by the supplier;
•SOR information was not provided for a conflict mineral used by the supplier, or the listed SOR was not a verified metal processor in the database of our third-party consultant;
•Supplier answered yes to sourcing from the DRC, but none of the SORs listed are known to source from the region;
•Supplier indicated that they have not received 3TG data for each metal from all relevant suppliers;
•Supplier indicated that they have not identified all of the SORs used for the Covered Products;
•Supplier indicated they have not provided all applicable SOR information received; and
•Supplier indicated 100% of the 3TG for products covered by the declaration originated from scrap/recycled sources, but one or more SORs listed are not known to be exclusive recyclers.
With the supplier information collected and evaluated as described above, we used information collected by industry groups and our third-party consultant to verify the identified SORs. Through an outreach process we attempted to verify (1) the types of metal processing performed (including exclusive recycling), (2) the mine countries of origin of the conflict minerals, (3) the conflict-free certification status of the identified SORs, and (4) the due diligence measures being conducted for those entities that are not conflict-free certified. We compared the supplier-identified SORs to the list of SORs which have received a “conflict free” designation based on internationally accepted audit standards of (a) the Responsible Minerals Assurance Process developed by the Responsible Minerals Initiative, (b) the London Bullion Market Association Good Delivery Program and (c) the Responsible Jewellery Council Chain-of-Custody Certification. If the SOR was not certified by one of these three internationally-recognized programs, we attempted to contact the SOR to gain more information about its sourcing practices, including countries of origin and transfer, and whether there were any internal due diligence procedures in place or other processes the SOR takes to track the chain-of-custody on the source of its mineral ores. We also performed internet research to determine whether there were any outside sources of information regarding the SOR’s sourcing practices. If the SORs were non-responsive, additional attempts to contact them were made to gather information on mine country of origin and sourcing practices.
Due Diligence Results
Based on the SOR list provided by the suppliers who responded at the product-level and based on publicly available information, we have identified 340 verified SORs that are within our supply chain (see Annex I). Of these SORs, 287 do not source from the DRC and fifty-three indicated sourcing within the DRC. Of these fifty-three SORs, all but five are certified as conflict-free. Three of these five uncertified SORs reported that they are in the process of obtaining their “conflict-free” certification or designation from one of the above recognized international organizations. We will monitor their ongoing progress on obtaining their conflict-free certification. Two of the five SORs that are not certified as conflict-free supplied gold and tin, respectively, that was used in our Covered Products. One of these two SORs reported that they do not know the country of origin for their supply of gold, and made a similar report last year. The second SOR reported that they source their tin from the DRC as well as six other non-DRC countries. We will be performing additional due diligence and outreach with the suppliers linked with all of the SORs that are not certified as conflict-free regarding their sourcing methods for products and components sold to Weatherford. We will also work with our suppliers associated with these two SORs to further validate the country of origin of the conflict minerals used in our Covered Products.
3
Measures for Improvement
Weatherford’s conflict minerals policy can be found at https://www.weatherford.com/en/documents/corporate-documents/governance-and-policies/conflict-minerals-policy-(november-2013)/. The policy is also included within our Supplier Code of Conduct which can be found at https://www.weatherford.com/en/documents/corporate-documents/supplier-code-of-conduct/supplier-code-of-conduct-english/. We continue to require all new suppliers from whom Weatherford procures raw materials and components used in Weatherford’s manufacturing operations to agree to the Supplier Code of Conduct (which stresses our commitment to integrity throughout the supply chain and holding our business partners to the same high standards and commitment to a culture of compliance) and to complete a CMRT as part of the terms and conditions of doing business with Weatherford. We are in the process of formalizing and documenting our internal procedures to validate compliance with our Supplier Code of Conduct and vendor on-boarding including creating an escalation path within our supply chain and up to executive officers when vendors fail to provide CMRTs or are identified as utilizing SORs that are not certified as conflict free or sourcing from locations other than the DRC.
Weatherford continues to refine and improve its processes related to the scoping of suppliers covered by the Rule and the tracing and responsible sourcing of 3TG. Future steps to mitigate and address the risk that 3TG contained in our Covered Products could directly or indirectly finance or benefit armed groups in the DRC may include, but are not limited to:
•Strengthen the quality of supplier data and product data to more accurately identify 3TG in our Covered Products and supply chain;
•Engage with our engineering, manufacturing, supply chain and IT departments to assure that information regarding 3TG used in our Covered Products is input, tracked and maintained in our computerized systems;
•Document and formalize our revised internal procedures regarding the collection of information relating to the use of 3TG in our Covered Products;
•Continue to streamline and improve the efficiency of data gathering with our third-party consultant in order to increase the supplier response rate;
•Improve our ability to identify and trace 3TG to the SORs and associated countries of origin;
•Continue to engage with our suppliers to provide ongoing education regarding 3TG, Weatherford’s conflict minerals policy and Weatherford’s Supplier Code of Conduct and to encourage or require their sourcing from conflict-free SORs;
•Develop standard remediation practices to address suppliers or SORs identified as areas of concern;
•Continue to make our ethics and reporting hotline, Listen Up, available to all suppliers anytime and from anyplace to allow them to notify us of any failure to comply with our Supplier Code of Conduct or any illegal or unethical activity related to our business;
•Take affirmative steps to learn and understand new developments and best practices in connection with the Rule, OECD Guidance and conflict minerals compliance program design and implementation; and
•Develop a centralized internal repository containing materials related to our conflict minerals program as a resource for all employees.
This report includes forward-looking statements that involve risks and uncertainties. Forward-looking statements provide current expectations of future events based on certain assumptions and include any statement that does not directly relate to any historical or current fact. Forward-looking statements can also be identified by words such as “expects,” “plans,” “intends,” “will,” “may,” and similar terms. Forward-looking statements are not guarantees of future performance. Weatherford assumes no obligation to revise or update any forward-looking statements for any reason, except as required by law. Subsequent events may affect Weatherford’s future determinations under Rule 13p-1 of the Securities Exchange Act of 1934, as amended.
4
Exhibit 1.01
Annex I
Annex I
The table below is an aggregation of data provided by the Weatherford’s suppliers through April 24, 2021 and lists SORs within our supply chain that either do not source 3TG from the DRC or for which we were unable to validate the region of sourcing.
| Metal | Official Smelter Name | Conflict-Free Certifications | Mine Countries of Origin | ||||||||
| Gold | 8853 S.p.A. | RMAP | No known country of origin | ||||||||
| Gold | Abington Reldan Metals, LLC | No known country of origin | |||||||||
| Gold | Advanced Chemical Company | RMAP | United States, Peru, Indonesia | ||||||||
| Gold | Aida Chemical Industries Co., Ltd. | RMAP | Recycle/Scrap, Canada, Japan, Bolivia, Peru, Portugal, Spain | ||||||||
| Gold | Al Etihad Gold Refinery DMCC | RMAP | No known country of origin | ||||||||
| Gold | Alexy Metals | RMAP - Active | No known country of origin | ||||||||
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | LBMA, RJC, RMAP | Recycle/Scrap, Japan, China, Philippines, Brazil, Sierra Leone, Nigeria, Thailand, Laos, Germany | ||||||||
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | LBMA, RMAP | Brazil, South Africa, Australia | ||||||||
| Gold | Argor-Heraeus S.A. | LBMA, RMAP | Argentina, Singapore, Hong Kong, China, Philippines, South Africa, Chile, Switzerland, Indonesia | ||||||||
| Gold | Asahi Pretec Corp. | LBMA, RMAP | Myanmar, Papua New Guinea, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, Hong Kong, Guinea, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, Recycle/Scrap, Uzbekistan, United Kingdom, Spain, Djibouti, Czech Republic, Zimbabwe, Mexico, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Gold | Asahi Refining Canada Ltd. | LBMA, RMAP | Canada, Japan, Australia | ||||||||
| Gold | Asahi Refining USA Inc. | LBMA, RMAP | Canada, Hong Kong, United States, China, Uzbekistan, Malaysia, Bermuda, Australia, Chile, Peru, Indonesia | ||||||||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey, Brazil, Australia, Indonesia | |||||||||
| Gold | AU Traders and Refiners | RJC, RMAP | No known country of origin | ||||||||
| Gold | Augmont Enterprises Private Limited | RMAP - Active | No known country of origin | ||||||||
| Gold | Aurubis AG | LBMA, RMAP | Recycle/Scrap, Canada, Hong Kong, United States, Japan, China, Brazil, Germany, Indonesia | ||||||||
| Gold | Bangalore Refinery | RMAP | No known country of origin | ||||||||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | LBMA, RMAP | Canada, China, Philippines, Brazil, Italy, Indonesia | ||||||||
| Gold | Boliden AB | LBMA, RMAP | Canada, Sweden, China, Ireland, Finland, Indonesia | ||||||||
| Gold | C. Hafner GmbH + Co. KG | LBMA, RJC, RMAP | Japan, China, Brazil, Chile, Australia, Peru, Germany | ||||||||
| Gold | C.I Metales Procesados Industriales SAS | RMAP - Active | No known country of origin | ||||||||
| Gold | Caridad | China, Japan, Korea, Republic of, Mexico, Bolivia, Chile | |||||||||
| Gold | Cendres + Metaux S.A. | RMAP | Recycle/Scrap, Australia, Switzerland, Germany | ||||||||
| Gold | CGR Metalloys Pvt Ltd. | No known country of origin | |||||||||
Annex I - 1
Exhibit 1.01
Annex I
| Metal | Official Smelter Name | Conflict-Free Certifications | Mine Countries of Origin | ||||||||
| Gold | Chimet S.p.A. | LBMA, RMAP | Recycle/Scrap, Turkey, Italy, Mexico, Australia | ||||||||
| Gold | Chugai Mining | RMAP | Canada, United States, Japan, Australia, Chile, Peru, Indonesia | ||||||||
| Gold | Daye Non-Ferrous Metals Mining Ltd. | LBMA | Singapore, Hong Kong, United States, Japan, Uzbekistan, United Kingdom, Malaysia, Switzerland, Canada, Belgium, China, Mexico, South Africa, Chile, Australia | ||||||||
| Gold | Degussa Sonne / Mond Goldhandel GmbH | No known country of origin | |||||||||
| Gold | Dijllah Gold Refinery FZC | No known country of origin | |||||||||
| Gold | DODUCO Contacts and Refining GmbH | RMAP | Recycle/Scrap, Canada, Hong Kong, United States, Japan, China, Australia, Chile, Peru, Germany | ||||||||
| Gold | Dowa | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, Hong Kong, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, France, Nigeria, Philippines, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Mexico, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Gold | DS PRETECH Co., Ltd. | RMAP | No known country of origin | ||||||||
| Gold | DSC (Do Sung Corporation) | RMAP | Recycle/Scrap, Brazil, Korea, Republic of, South Africa, Australia | ||||||||
| Gold | Eco-System Recycling Co., Ltd. East Plant | RMAP | Recycle/Scrap, Canada, Mozambique, Japan, Australia, Bolivia, Indonesia | ||||||||
| Gold | Eco-System Recycling Co., Ltd. North Plant | RMAP | No known country of origin | ||||||||
| Gold | Eco-System Recycling Co., Ltd. West Plant | RMAP | No known country of origin | ||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 1) | No known country of origin | |||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 2) | No known country of origin | |||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 3) | No known country of origin | |||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 4) | No known country of origin | |||||||||
| Gold | Emirates Gold DMCC | RMAP | United Arab Emirates | ||||||||
| Gold | Fidelity Printers and Refiners Ltd. | Zimbabwe | |||||||||
| Gold | Fujairah Gold FZC | No known country of origin | |||||||||
| Gold | GCC Gujrat Gold Centre Pvt. Ltd. | No known country of origin | |||||||||
| Gold | Geib Refining Corporation | RMAP | United States, China | ||||||||
| Gold | Gold Coast Refinery | No known country of origin | |||||||||
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | LBMA, RMAP | Russian Federation, Papua New Guinea, Japan, Malaysia, Bolivia, Canada, Mongolia, Mozambique, China, Brazil, Poland, Australia, Peru, Tajikistan, Kyrgyzstan, Indonesia | ||||||||
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | LBMA | Russian Federation, China | ||||||||
| Gold | Guangdong Jinding Gold Limited | China, Taiwan, Brazil, Australia, Peru | |||||||||
Annex I - 2
Exhibit 1.01
Annex I
| Metal | Official Smelter Name | Conflict-Free Certifications | Mine Countries of Origin | ||||||||
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | |||||||||
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China, Korea, Republic of | |||||||||
| Gold | Heimerle + Meule GmbH | LBMA, RMAP | Recycle/Scrap, Hong Kong, Philippines, Malaysia, Canada, Austria, Mongolia, Mozambique, China, Mexico, South Africa, Jersey, Australia, Germany | ||||||||
| Gold | Heraeus Metals Hong Kong Ltd. | LBMA, RJC, RMAP | Singapore, Viet Nam, Hong Kong, Philippines, Japan, Malaysia, Thailand, Switzerland, Canada, Mozambique, China, Taiwan, South Africa, Australia, France, Peru, Laos, Germany | ||||||||
| Gold | Heraeus Precious Metals GmbH & Co. KG | RMAP - Active | Hong Kong, United States, Malaysia, United Arab Emirates, Bolivia, Switzerland, Saudi Arabia, Turkey, China, Jersey, Chile, Australia, Peru, Germany | ||||||||
| Gold | Hunan Chenzhou Mining Co., Ltd. | Canada, Mozambique, China, Australia, Switzerland | |||||||||
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | No known country of origin | |||||||||
| Gold | HwaSeong CJ CO., LTD. | Canada, Hong Kong, United States, China, Japan, Korea, Republic of, Mexico, Australia | |||||||||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | LBMA, RMAP | Mongolia, China, Mexico | ||||||||
| Gold | International Precious Metal Refiners | RMAP - Active | No known country of origin | ||||||||
| Gold | Ishifuku Metal Industry Co., Ltd. | LBMA, RMAP | Canada, United States, China, Japan, Australia | ||||||||
| Gold | Istanbul Gold Refinery | LBMA, RMAP | Turkey | ||||||||
| Gold | Italpreziosi | RJC, RMAP | No known country of origin | ||||||||
| Gold | JALAN & Company | No known country of origin | |||||||||
| Gold | Japan Mint | LBMA, RMAP | Japan, Italy, Mexico, Australia | ||||||||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Canada, Russian Federation, Japan, Australia | |||||||||
| Gold | JSC Uralelectromed | LBMA, RMAP | Russian Federation, Taiwan, Brazil, Australia, Switzerland | ||||||||
| Gold | JX Nippon Mining & Metals Co., Ltd. | LBMA, RMAP | Saudi Arabia, Taiwan, United Kingdom, Chile, Indonesia | ||||||||
| Gold | K.A. Rasmussen | No known country of origin | |||||||||
| Gold | Kaloti Precious Metals | United Arab Emirates | |||||||||
| Gold | Kazakhmys Smelting LLC | Kazakhstan, Kyrgyzstan | |||||||||
| Gold | Kazzinc | LBMA, RMAP | Japan, China, Taiwan, Kazakhstan, Australia, Peru, Switzerland | ||||||||
| Gold | Kennecott Utah Copper LLC | LBMA, RMAP | United States, China | ||||||||
| Gold | KGHM Polska Miedz Spolka Akcyjna | RMAP | Chile | ||||||||
| Gold | Kojima Chemicals Co., Ltd. | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
Annex I - 3
Exhibit 1.01
Annex I
| Metal | Official Smelter Name | Conflict-Free Certifications | Mine Countries of Origin | ||||||||
| Gold | Korea Zinc Co., Ltd. | RMAP | No known country of origin | ||||||||
| Gold | Kundan Care Products Ltd. | No known country of origin | |||||||||
| Gold | Kyrgyzaltyn JSC | LBMA, RMAP | Brazil, Australia, Kyrgyzstan | ||||||||
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | No known country of origin | |||||||||
| Gold | L'azurde Company For Jewelry | Saudi Arabia, Canada, Japan, Taiwan, Australia | |||||||||
| Gold | Lingbao Gold Co., Ltd. | China | |||||||||
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | |||||||||
| Gold | L'Orfebre S.A. | RMAP | No known country of origin | ||||||||
| Gold | LS-NIKKO Copper Inc. | LBMA, RMAP | Singapore, Hong Kong, United States, Japan, Kazakhstan, India, China, Brazil, Korea, Republic of, South Africa, Mexico, Chile, Australia, Peru, Indonesia | ||||||||
| Gold | LT Metal Ltd. | RMAP | No known country of origin | ||||||||
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | |||||||||
| Gold | Marsam Metals | RMAP | No known country of origin | ||||||||
| Gold | Materion | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Gold | Matsuda Sangyo Co., Ltd. | LBMA, RMAP | Canada, Hong Kong, United States, Japan, China, United Kingdom, Australia, Indonesia | ||||||||
| Gold | MD Overseas | No known country of origin | |||||||||
| Gold | Metal Concentrators SA (Pty) Ltd. | RMAP | No known country of origin | ||||||||
| Gold | Metallix Refining Inc. | RMAP - Active | No known country of origin | ||||||||
| Gold | Metalor Technologies (Hong Kong) Ltd. | LBMA, RJC, RMAP | Hong Kong, United States, Japan, China, Australia, Peru, Switzerland | ||||||||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | LBMA, RJC, RMAP | Singapore, China, Switzerland | ||||||||
| Gold | Metalor Technologies (Suzhou) Ltd. | RJC, RMAP | China, South Africa | ||||||||
| Gold | Metalor Technologies S.A. | LBMA, RJC, RMAP | Canada, Sweden, Belgium, Hong Kong, United States, China, United Kingdom, Ivory Coast, Switzerland, Indonesia | ||||||||
| Gold | Metalor USA Refining Corporation | LBMA, RJC, RMAP | Canada, United States, China, Mexico, Switzerland | ||||||||
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | LBMA, RMAP | China, Mexico | ||||||||
| Gold | Mitsui Mining and Smelting Co., Ltd. | LBMA, RMAP | Canada, Japan, China, Australia | ||||||||
| Gold | MMTC-PAMP India Pvt., Ltd. | LBMA, RMAP | United States, India | ||||||||
| Gold | Modeltech Sdn Bhd | No known country of origin | |||||||||
| Gold | Morris and Watson | New Zealand, Recycle/Scrap, United States | |||||||||
| Gold | Moscow Special Alloys Processing Plant | LBMA, RMAP | Russian Federation, China, Bolivia | ||||||||
Annex I - 4
Exhibit 1.01
Annex I
| Metal | Official Smelter Name | Conflict-Free Certifications | Mine Countries of Origin | ||||||||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | LBMA, RMAP | Saudi Arabia, Turkey, United Arab Emirates | ||||||||
| Gold | Navoi Mining and Metallurgical Combinat | RMAP | United States, China, Uzbekistan, Indonesia | ||||||||
| Gold | NH Recytech Company | No known country of origin | |||||||||
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | RJC, RMAP | Austria, Indonesia | ||||||||
| Gold | Ohura Precious Metal Industry Co., Ltd. | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, South Africa, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | LBMA, RMAP | Russian Federation | ||||||||
| Gold | OJSC Novosibirsk Refinery | LBMA, RMAP | Canada, Russian Federation, Philippines, China, Brazil, Italy, Malaysia, Bolivia, Peru, Switzerland | ||||||||
| Gold | PAMP S.A. | LBMA, RMAP | Canada, Hong Kong, United States, Japan, China, Mexico, United Kingdom, South Africa, Australia, Switzerland, Indonesia | ||||||||
| Gold | Pease & Curren | No known country of origin | |||||||||
| Gold | Penglai Penggang Gold Industry Co., Ltd. | China | |||||||||
| Gold | Planta Recuperadora de Metales SpA | RMAP | No known country of origin | ||||||||
| Gold | PT Aneka Tambang (Persero) Tbk | LBMA, RMAP | Canada, Brazil, Malaysia, Bolivia, Chile, Australia, Peru, Switzerland, Ethiopia, Germany, Indonesia | ||||||||
| Gold | PX Precinox S.A. | LBMA, RMAP | Canada, Mozambique, Australia, Switzerland | ||||||||
| Gold | QG Refining, LLC | No known country of origin | |||||||||
| Gold | Refinery of Seemine Gold Co., Ltd. | China | |||||||||
| Gold | REMONDIS PMR B.V. | RMAP | No known country of origin | ||||||||
| Gold | Royal Canadian Mint | LBMA, RMAP | Canada, United States, Japan, Guyana, Mexico, Suriname, Chile, Switzerland, Peru, Germany | ||||||||
| Gold | SAAMP | RJC, RMAP | No known country of origin | ||||||||
| Gold | Sabin Metal Corp. | Canada, Russian Federation, United States, China, Brazil, Mexico, Portugal | |||||||||
| Gold | Safimet S.p.A | RMAP | Italy | ||||||||
| Gold | SAFINA A.S. | RMAP | Czech Republic | ||||||||
| Gold | Sai Refinery | No known country of origin | |||||||||
| Gold | SAMWON METALS Corp. | Canada, Sweden, Hong Kong, China, Korea, Republic of, Australia | |||||||||
| Gold | Sancus ZFS (L’Orfebre, SA) | No known country of origin | |||||||||
| Gold | SAXONIA Edelmetalle GmbH | RMAP | Germany | ||||||||
| Gold | Sellem Industries Ltd. | No known country of origin | |||||||||
| Gold | SEMPSA Joyeria Plateria S.A. | LBMA, RMAP | Spain | ||||||||
Annex I - 5
Exhibit 1.01
Annex I
| Metal | Official Smelter Name | Conflict-Free Certifications | Mine Countries of Origin | ||||||||
| Gold | Shandong Humon Smelting Co., Ltd. | No known country of origin | |||||||||
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | Russian Federation | |||||||||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | LBMA, RMAP | United States, China, Japan | ||||||||
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | No known country of origin | |||||||||
| Gold | Shirpur Gold Refinery Ltd. | No known country of origin | |||||||||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | LBMA, RMAP | No known country of origin | ||||||||
| Gold | Singway Technology Co., Ltd. | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | LBMA, RMAP | Russian Federation, Taiwan, Germany | ||||||||
| Gold | Solar Applied Materials Technology Corp. | LBMA, RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, Hong Kong, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Gold | Sovereign Metals | No known country of origin | |||||||||
| Gold | State Research Institute Center for Physical Sciences and Technology | No known country of origin | |||||||||
| Gold | Sudan Gold Refinery | No known country of origin | |||||||||
| Gold | Sumitomo Metal Mining Co., Ltd. | LBMA, RMAP | United States, Philippines, Japan, Chile, Australia, Indonesia | ||||||||
| Gold | SungEel HiMetal Co., Ltd. | RMAP | No known country of origin | ||||||||
| Gold | T.C.A S.p.A | LBMA, RMAP | Italy | ||||||||
| Gold | Tanaka Kikinzoku Kogyo K.K. | LBMA, RMAP | Singapore, Hong Kong, United States, Japan, Uzbekistan, United Kingdom, Malaysia, Bolivia, Switzerland, Canada, Belgium, China, South Africa, Mexico, Chile, Australia, Indonesia | ||||||||
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | LBMA, RMAP | China, Peru | ||||||||
| Gold | Tokuriki Honten Co., Ltd. | LBMA, RMAP | Canada, Hong Kong, United States, China, Japan, Australia, Chile, Peru | ||||||||
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | |||||||||
| Gold | Tony Goetz NV | No known country of origin | |||||||||
| Gold | TOO Tau-Ken-Altyn | RMAP | No known country of origin | ||||||||
Annex I - 6
Exhibit 1.01
Annex I
| Metal | Official Smelter Name | Conflict-Free Certifications | Mine Countries of Origin | ||||||||
| Gold | Torecom | RMAP | Russian Federation, China, Korea, Republic of, Brazil, Mexico, Bolivia, Chile, Indonesia | ||||||||
| Gold | Umicore Brasil Ltda. | Austria, Japan, Brazil | |||||||||
| Gold | Umicore Precious Metals Thailand | RJC, RMAP | United States, China, Thailand, Peru | ||||||||
| Gold | Umicore S.A. Business Unit Precious Metals Refining | LBMA, RMAP | Canada, China, Japan, Bolivia | ||||||||
| Gold | United Precious Metal Refining, Inc. | RMAP | Canada, Russian Federation, Belgium, United States, China, Japan, Australia, Bolivia, Thailand, Switzerland, Peru, Indonesia | ||||||||
| Gold | Valcambi S.A. | LBMA, RJC, RMAP | Hong Kong, China, Japan, Taiwan, Australia, Switzerland, Germany | ||||||||
| Gold | Western Australian Mint (T/a The Perth Mint) | LBMA, RMAP | Papua New Guinea, Hong Kong, Guinea, China, Korea, Republic of, Australia, Chile, Bolivia, Peru | ||||||||
| Gold | WIELAND Edelmetalle GmbH | RMAP | Germany | ||||||||
| Gold | Yamakin Co., Ltd. | RMAP | Canada, Mozambique, United States, China, Japan, Brazil, Australia | ||||||||
| Gold | Yokohama Metal Co., Ltd. | RMAP | Japan, China, Brazil, Malaysia, Spain | ||||||||
| Gold | Yunnan Copper Industry Co., Ltd. | Canada, China, Chile | |||||||||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | LBMA, RMAP | Canada, Mongolia, Mozambique, China, Philippines, Thailand, Australia, Laos, Switzerland, Ethiopia, Germany | ||||||||
| Tantalum | Asaka Riken Co., Ltd. | RMAP | No known country of origin | ||||||||
| Tantalum | D Block Metals, LLC | RMAP | United States | ||||||||
| Tantalum | Exotech Inc. | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Brazil, Guyana, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tantalum | FIR Metals & Resource Ltd. | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Israel, Australia, Estonia, Indonesia | ||||||||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | RMAP | No known country of origin | ||||||||
Annex I - 7
Exhibit 1.01
Annex I
| Metal | Official Smelter Name | Conflict-Free Certifications | Mine Countries of Origin | ||||||||
| Tantalum | Jiangxi Tuohong New Raw Material | RMAP | No known country of origin | ||||||||
| Tantalum | Meta Materials | RMAP | No known country of origin | ||||||||
| Tantalum | Metallurgical Products India Pvt., Ltd. | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Luxembourg, Brazil, Korea, Republic of, Guyana, Jersey, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, South Africa, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, France, Nigeria, United Kingdom, Kenya, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tantalum | Mineracao Taboca S.A. | RMAP | Brazil | ||||||||
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | RMAP | Japan, Brazil, United Kingdom, Malaysia, Chile, Australia | ||||||||
| Tantalum | NPM Silmet AS | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tantalum | QuantumClean | RMAP | United States, Brazil, Poland | ||||||||
| Tantalum | Resind Industria e Comercio Ltda. | RMAP | No known country of origin | ||||||||
| Tantalum | Solikamsk Magnesium Works OAO | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, Ireland, China, Slovakia, Nigeria, France, United Kingdom, Switzerland, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tantalum | Telex Metals | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, Ireland, China, Slovakia, Nigeria, France, Recycle/Scrap, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tantalum | XinXing Haorong Electronic Material Co., Ltd. | RMAP | China | ||||||||
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | RMAP | Russian Federation, China, Peru | ||||||||
Annex I - 8
Exhibit 1.01
Annex I
| Metal | Official Smelter Name | Conflict-Free Certifications | Mine Countries of Origin | ||||||||
| Tin | Alpha | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Republic of, Jersey, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, Sweden, China, Ireland, Slovakia, France, Nigeria, Recycle/Scrap, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tin | An Vinh Joint Stock Mineral Processing Company | Turkey, Viet Nam, Brazil | |||||||||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | RMAP | China | ||||||||
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | RMAP | No known country of origin | ||||||||
| Tin | China Tin Group Co., Ltd. | RMAP | Russian Federation, United States, China, Mexico, Switzerland, Indonesia | ||||||||
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | RMAP - Active | No known country of origin | ||||||||
| Tin | CRM Synergies | RMAP - Active | No known country of origin | ||||||||
| Tin | CV Ayi Jaya | RMAP - Active | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | No known country of origin | |||||||||
| Tin | Dowa | RMAP | No known country of origin | ||||||||
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Canada, Viet Nam, United States, China, Brazil, Chile | |||||||||
| Tin | Estanho de Rondonia S.A. | RMAP - Active | Taiwan, Brazil | ||||||||
| Tin | Fenix Metals | RMAP | Recycle/Scrap, China, Poland, Brazil, Australia, Kazakhstan, Bolivia, Peru, Indonesia | ||||||||
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | No known country of origin | |||||||||
| Tin | Gejiu Fengming Metallurgy Chemical Plant | RMAP | No known country of origin | ||||||||
| Tin | Gejiu Kai Meng Industry and Trade LLC | RMAP | China | ||||||||
Annex I - 9
Exhibit 1.01
Annex I
| Metal | Official Smelter Name | Conflict-Free Certifications | Mine Countries of Origin | ||||||||
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, Ireland, China, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | RMAP | China | ||||||||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | RMAP | China, Brazil, Indonesia | ||||||||
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | RMAP | No known country of origin | ||||||||
| Tin | Guanyang Guida Nonferrous Metal Smelting Plant | RMAP | No known country of origin | ||||||||
| Tin | HuiChang Hill Tin Industry Co., Ltd. | RMAP | No known country of origin | ||||||||
| Tin | Huichang Jinshunda Tin Co., Ltd. | RMAP | China | ||||||||
| Tin | Jiangxi New Nanshan Technology Ltd. | RMAP | Russian Federation, China, Bolivia, Portugal | ||||||||
| Tin | Ma'anshan Weitai Tin Co., Ltd. | RMAP | No known country of origin | ||||||||
| Tin | Melt Metais e Ligas S.A. | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tin | Metallic Resources, Inc. | RMAP | United States | ||||||||
| Tin | Metallo Spain S.L.U. | RMAP | Spain | ||||||||
| Tin | Mineracao Taboca S.A. | RMAP | Brazil, Thailand | ||||||||
| Tin | Minsur | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tin | Mitsubishi Materials Corporation | RMAP | Canada, Papua New Guinea, Japan, Indonesia | ||||||||
| Tin | Modeltech Sdn Bhd | No known country of origin | |||||||||
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Viet Nam, Estonia | |||||||||
| Tin | Novosibirsk Processing Plant Ltd. | RMAP - Active | Russian Federation, United States, Philippines, Kazakhstan, Peru | ||||||||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | RMAP | Netherlands, Philippines, China, Thailand | ||||||||
Annex I - 10
Exhibit 1.01
Annex I
| Metal | Official Smelter Name | Conflict-Free Certifications | Mine Countries of Origin | ||||||||
| Tin | O.M. Manufacturing Philippines, Inc. | RMAP | Canada, Japan, China, Philippines, Brazil, Malaysia, Bolivia, Peru | ||||||||
| Tin | Pongpipat Company Limited | No known country of origin | |||||||||
| Tin | Precious Minerals and Smelting Limited | No known country of origin | |||||||||
| Tin | PT Aries Kencana Sejahtera | RMAP - Active | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tin | PT Artha Cipta Langgeng | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, Ireland, China, Slovakia, Nigeria, France, Uzbekistan, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Mexico, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tin | PT ATD Makmur Mandiri Jaya | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tin | PT Babel Inti Perkasa | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, Philippines, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tin | PT Babel Surya Alam Lestari | RMAP | China | ||||||||
| Tin | PT Bangka Serumpun | RMAP | No known country of origin | ||||||||
| Tin | PT Lautan Harmonis Sejahtera | RMAP - Active | No known country of origin | ||||||||
| Tin | PT Menara Cipta Mulia | RMAP | No known country of origin | ||||||||
| Tin | PT Mitra Stania Prima | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, Kyrgyzstan, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Mexico, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
Annex I - 11
Exhibit 1.01
Annex I
| Metal | Official Smelter Name | Conflict-Free Certifications | Mine Countries of Origin | ||||||||
| Tin | PT Mitra Sukses Globalindo | No known country of origin | |||||||||
| Tin | PT Prima Timah Utama | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tin | PT Rajawali Rimba Perkasa | RMAP | No known country of origin | ||||||||
| Tin | PT Rajehan Ariq | RMAP | No known country of origin | ||||||||
| Tin | PT Refined Bangka Tin | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, Philippines, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tin | PT Timah Tbk Kundur | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, Ireland, China, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tin | PT Timah Tbk Mentok | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tin | Resind Industria e Comercio Ltda. | RMAP | No known country of origin | ||||||||
| Tin | Rui Da Hung | RMAP | China, Japan, Taiwan, Brazil | ||||||||
| Tin | Soft Metais Ltda. | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, France, Nigeria, United Kingdom, Switzerland, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tin | Super Ligas | RMAP - Active | No known country of origin | ||||||||
| Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. | RMAP | No known country of origin | ||||||||
| Tin | Tin Technology & Refining | RMAP | No known country of origin | ||||||||
Annex I - 12
Exhibit 1.01
Annex I
| Metal | Official Smelter Name | Conflict-Free Certifications | Mine Countries of Origin | ||||||||
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Viet Nam, Indonesia | |||||||||
| Tin | White Solder Metalurgia e Mineracao Ltda. | RMAP | China, Brazil, Thailand, Peru, Germany | ||||||||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | RMAP | Recycle/Scrap, Singapore, China | ||||||||
| Tin | Yunnan Tin Company Limited | RMAP | Myanmar, Hong Kong, United States, Malaysia, Bolivia, Canada, Belgium, China, Brazil, Australia, Peru, Germany, Ethiopia, Indonesia | ||||||||
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | RMAP | No known country of origin | ||||||||
| Tungsten | ACL Metais Eireli | RMAP | No known country of origin | ||||||||
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | RMAP - Active | No known country of origin | ||||||||
| Tungsten | Artek LLC | RMAP - Active | No known country of origin | ||||||||
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tungsten | China Molybdenum Co., Ltd. | RMAP | No known country of origin | ||||||||
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | No known country of origin | |||||||||
| Tungsten | Cronimet Brasil Ltda | RMAP - Active | No known country of origin | ||||||||
| Tungsten | Fujian Ganmin RareMetal Co., Ltd. | RMAP | No known country of origin | ||||||||
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, Ireland, China, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | |||||||||
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | RMAP | No known country of origin | ||||||||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tungsten | GEM Co., Ltd. | No known country of origin | |||||||||
Annex I - 13
Exhibit 1.01
Annex I
| Metal | Official Smelter Name | Conflict-Free Certifications | Mine Countries of Origin | ||||||||
| Tungsten | Global Tungsten & Powders Corp. | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Republic of, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, Ireland, China, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tungsten | Hunan Litian Tungsten Industry Co., Ltd. | RMAP | No known country of origin | ||||||||
| Tungsten | Japan New Metals Co., Ltd. | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | RMAP | China | ||||||||
Annex I - 14
Exhibit 1.01
Annex I
| Metal | Official Smelter Name | Conflict-Free Certifications | Mine Countries of Origin | ||||||||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | China | |||||||||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | RMAP | China, Korea, Republic of | ||||||||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | RMAP | Argentina, Papua New Guinea, Singapore, Guinea, United States, Japan, Canada, China, Brazil, Mexico, Australia, Chile, Peru | ||||||||
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | RMAP - Active | No known country of origin | ||||||||
| Tungsten | Kennametal Fallon | RMAP | Recycle/Scrap, Russian Federation, Viet Nam, United States, China, Bolivia, Portugal | ||||||||
| Tungsten | Kennametal Huntsville | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, South Africa, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, Ireland, China, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tungsten | KGETS CO., LTD. | RMAP | No known country of origin | ||||||||
| Tungsten | Lianyou Metals Co., Ltd. | RMAP | No known country of origin | ||||||||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tungsten | Masan Tungsten Chemical LLC (MTC) | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Guyana, Korea, Republic of, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tungsten | Moliren Ltd. | RMAP | No known country of origin | ||||||||
Annex I - 15
Exhibit 1.01
Annex I
| Metal | Official Smelter Name | Conflict-Free Certifications | Mine Countries of Origin | ||||||||
| Tungsten | Niagara Refining LLC | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Mexico, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tungsten | NPP Tyazhmetprom LLC | RMAP - Active | No known country of origin | ||||||||
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | RMAP | No known country of origin | ||||||||
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | RMAP | No known country of origin | ||||||||
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tungsten | Unecha Refractory Metals Plant | RMAP | No known country of origin | ||||||||
| Tungsten | Wolfram Bergbau und Hutten AG | RMAP | Austria, China, Australia | ||||||||
| Tungsten | Woltech Korea Co., Ltd. | RMAP | No known country of origin | ||||||||
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | RMAP | No known country of origin | ||||||||
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | |||||||||
Annex I - 16
Exhibit 1.01
Annex I
The table below is an aggregation of data provided by the Weatherford’s suppliers through April 24, 2021 and lists SORs within our supply chain that may source 3TG from the DRC. For reporting year 2020, all but five of these SORs are certified as conflict-free. Three of the five SORs are in the process of obtaining their certification. The other two exceptions are one gold SOR located in a covered country with no known country of origin for its conflict minerals and one tin SOR that sources its tin from a covered country along with six other non-DRC countries.
| Metal | Official Smelter Name | Conflict-Free Certifications | Mine Countries of Origin | ||||||||
| Gold | African Gold Refinery | No known country of origin | |||||||||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | LBMA, RMAP | DRC- Congo (Kinshasa), Argentina, United States, Japan, Uzbekistan, Zambia, Switzerland, Canada, China, Brazil, Mexico, Chile, Australia, Peru, Germany | ||||||||
| Gold | Asaka Riken Co., Ltd. | RMAP | Recycle/Scrap, Armenia, Burundi, Mozambique, Niger, Japan, Rwanda, Mexico, Nigeria | ||||||||
| Gold | CCR Refinery - Glencore Canada Corporation | LBMA, RMAP | DRC- Congo (Kinshasa), Argentina, United States, Japan, Zambia, Switzerland, Canada, China, Australia, Chile, Peru, Germany, Indonesia | ||||||||
| Gold | Jiangxi Copper Co., Ltd. | LBMA, RMAP | United States, China, Japan, Rwanda, Chile | ||||||||
| Gold | Mitsubishi Materials Corporation | LBMA, RMAP | Canada, Papua New Guinea, Mongolia, Austria, Mozambique, Hong Kong, Japan, United Kingdom, Congo (Brazzaville), Chile | ||||||||
| Gold | Nihon Material Co., Ltd. | LBMA, RMAP | DRC- Congo (Kinshasa), Niger, Japan, Rwanda, Malaysia, Bolivia, Thailand, Switzerland, Portugal, Spain, Canada, Mozambique, China, Brazil, Australia, Chile, Nigeria, Peru, Indonesia | ||||||||
| Gold | Prioksky Plant of Non-Ferrous Metals | LBMA, RMAP | Russian Federation, Japan, Rwanda, Sierra Leone, Bolivia, India, Canada, Mozambique, China, Namibia, Brazil, Zimbabwe, Australia, Ethiopia, Germany | ||||||||
| Gold | Rand Refinery (Pty) Ltd. | LBMA, RMAP | DRC- Congo (Kinshasa), Papua New Guinea, Hong Kong, Guinea, Philippines, Tanzania, Malaysia, Ghana, Switzerland, Canada, Austria, Mozambique, Mali, Namibia, China, South Africa, Jersey, Australia, Germany | ||||||||
| Gold | Samduck Precious Metals | RMAP | United States, Japan, Rwanda, Sierra Leone, Bolivia, Thailand, India, Canada, Mozambique, China, Namibia, Korea, Republic of, Brazil, Zimbabwe, Australia, Germany, Ethiopia | ||||||||
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | RMAP | DRC- Congo (Kinshasa), Canada, Russian Federation, Mozambique, China, Brazil, Thailand, Australia | ||||||||
| Tantalum | F&X Electro-Materials Ltd. | RMAP | DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, Central African Republic, Peru, Germany, Ethiopia, Russian Federation, Burundi, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, France, Nigeria, Recycle/Scrap, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Uganda, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tantalum | Global Advanced Metals Aizu | RMAP | DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, South Sudan, Hungary, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, Central African Republic, Peru, Ethiopia, Germany, Burundi, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Uganda, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
Annex I - 17
Exhibit 1.01
Annex I
| Metal | Official Smelter Name | Conflict-Free Certifications | Mine Countries of Origin | ||||||||
| Tantalum | Global Advanced Metals Boyertown | RMAP | DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, Central African Republic, Peru, Ethiopia, Germany, Russian Federation, Burundi, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, France, Nigeria, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Uganda, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | RMAP | DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, South Africa, Central African Republic, Peru, Ethiopia, Germany, Russian Federation, Burundi, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, Niger, Rwanda, United Kingdom, Kenya, Switzerland, Spain, Djibouti, Czech Republic, Uganda, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | RMAP | DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, Philippines, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tantalum | H.C. Starck Hermsdorf GmbH | RMAP | DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Burundi, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tantalum | H.C. Starck Inc. | RMAP | Burundi, United States, Japan, Rwanda, Sierra Leone, Congo (Brazzaville), Bolivia, India, Canada, Mozambique, Namibia, China, Brazil, Zimbabwe, Australia, Nigeria, Ethiopia, Germany | ||||||||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | RMAP | DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, Italy, Central African Republic, Peru, Ethiopia, Germany, Burundi, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Uganda, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
Annex I - 18
Exhibit 1.01
Annex I
| Metal | Official Smelter Name | Conflict-Free Certifications | Mine Countries of Origin | ||||||||
| Tantalum | Jiujiang Tanbre Co., Ltd. | RMAP | DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, South Sudan, Hungary, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, South Africa, Central African Republic, Peru, Germany, Ethiopia, Russian Federation, Burundi, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, Philippines, Rwanda, United Kingdom, Kenya, Switzerland, Spain, Djibouti, Czech Republic, Uganda, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | RMAP | DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, France, Nigeria, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tantalum | KEMET Blue Metals | RMAP | DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Mali, Luxembourg, Brazil, Guyana, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, South Sudan, Hungary, Japan, Tanzania, Ghana, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, South Africa, Central African Republic, Peru, Germany, Ethiopia, Burundi, Russian Federation, Viet Nam, Singapore, Guinea, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, Niger, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Mexico, Zimbabwe, Uganda, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tantalum | LSM Brasil S.A. | RMAP | DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | RMAP | DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, Central African Republic, Peru, Ethiopia, Germany, Burundi, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, Nigeria, France, Niger, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Mexico, Uganda, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
Annex I - 19
Exhibit 1.01
Annex I
| Metal | Official Smelter Name | Conflict-Free Certifications | Mine Countries of Origin | ||||||||
| Tantalum | Taki Chemical Co., Ltd. | RMAP | Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, Central African Republic, Peru, Germany, Ethiopia, Russian Federation, Burundi, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Uganda, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tantalum | TANIOBIS Co., Ltd. | RMAP | DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, South Africa, Central African Republic, Peru, Germany, Ethiopia, Burundi, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, Ireland, China, Slovakia, Nigeria, France, Rwanda, United Kingdom, Kenya, Switzerland, Spain, Djibouti, Czech Republic, Mexico, Uganda, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tantalum | TANIOBIS GmbH | RMAP | DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Korea, Republic of, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, Central African Republic, Peru, Germany, Ethiopia, Burundi, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, France, Nigeria, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Uganda, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tantalum | TANIOBIS Japan Co., Ltd. | RMAP | Japan, Rwanda, Sierra Leone, Bolivia, India, Canada, Mozambique, China, Namibia, Brazil, Zimbabwe, Australia, Ethiopia, Germany | ||||||||
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | RMAP | DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, Ethiopia, Germany, Russian Federation, Burundi, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, Ireland, China, Slovakia, Nigeria, France, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tantalum | Ulba Metallurgical Plant JSC | RMAP | DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo (Brazzaville), Belarus, India, Canada, Belgium, Namibia, Taiwan, Central African Republic, Peru, Germany, Ethiopia, Burundi, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Uganda, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tin | CV Venus Inti Perkasa | RMAP - Active | Canada, Japan, Guyana, Mexico, Suriname, Congo (Brazzaville), Chile, Switzerland, Peru, Germany, Indonesia | ||||||||
Annex I - 20
Exhibit 1.01
Annex I
| Metal | Official Smelter Name | Conflict-Free Certifications | Mine Countries of Origin | ||||||||
| Tin | EM Vinto | RMAP | DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tin | Luna Smelter, Ltd. | RMAP | No known country of origin | ||||||||
| Tin | Magnu's Minerais Metais e Ligas Ltda. | RMAP | DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tin | Malaysia Smelting Corporation (MSC) | RMAP | DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Austria, Mongolia, Mozambique, Luxembourg, Guyana, Korea, Republic of, Laos, Colombia, Ecuador, Argentina, South Sudan, Hungary, Tanzania, Zambia, Congo (Brazzaville), India, Belgium, Namibia, Taiwan, South Africa, Central African Republic, Germany, Ethiopia, Russian Federation, Burundi, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Netherlands, Ireland, China, Slovakia, France, United Kingdom, Kenya, Djibouti, Czech Republic, Uganda, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tin | Metallo Belgium N.V. | RMAP | DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tin | Operaciones Metalurgicas S.A. | RMAP | DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, France, Nigeria, Philippines, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tin | PT Bukit Timah | RMAP - Active | DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Poland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
Annex I - 21
Exhibit 1.01
Annex I
| Metal | Official Smelter Name | Conflict-Free Certifications | Mine Countries of Origin | ||||||||
| Tin | PT Stanindo Inti Perkasa | RMAP | DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Armenia, Mongolia, Austria, Mozambique, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Mexico, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tin | PT Timah Nusantara | RMAP - Active | DRC- Congo (Kinshasa), Burundi, Niger, China, Rwanda, Brazil, Malaysia, Congo (Brazzaville), Nigeria, Bolivia, Indonesia | ||||||||
| Tin | PT Tinindo Inter Nusa | RMAP | DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Republic of, Guyana, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, Nigeria, France, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tin | Thaisarco | RMAP | DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Morocco, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, Central African Republic, Peru, Ethiopia, Germany, Russian Federation, Burundi, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Poland, Slovakia, Nigeria, France, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Uganda, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tin | VQB Mineral and Trading Group JSC | DRC- Congo (Kinshasa), Viet Nam, China, Japan, Malaysia, Peru, Indonesia | |||||||||
| Tungsten | A.L.M.T. TUNGSTEN Corp. | RMAP | DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Burundi, Viet Nam, Singapore, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, Niger, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | RMAP | Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Republic of, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Namibia, Taiwan, Central African Republic, Peru, Ethiopia, Germany, Russian Federation, Burundi, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Uganda, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
Annex I - 22
Exhibit 1.01
Annex I
| Metal | Official Smelter Name | Conflict-Free Certifications | Mine Countries of Origin | ||||||||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | RMAP | DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Korea, Republic of, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, Ireland, China, Slovakia, France, Nigeria, Philippines, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Sierra Leone, Madagascar, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, France, Nigeria, Niger, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | RMAP | DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tungsten | H.C. Starck Tungsten GmbH | RMAP | Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Guyana, Brazil, Korea, Republic of, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, Singapore, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Indonesia, Estonia | ||||||||
| Tungsten | Hydrometallurg, JSC | RMAP | DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Republic of, Chile, Laos, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Bolivia, Thailand, Netherlands, China, Ireland, Slovakia, Nigeria, France, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | RMAP | DRC- Congo (Kinshasa), Canada, Russian Federation, China, Brazil, Malaysia, Bolivia, Australia, Peru, Indonesia | ||||||||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | RMAP | Burundi, Russian Federation, Niger, Rwanda, Malaysia, Thailand, Bolivia, Spain, Canada, China, Brazil, Mexico, Australia, Nigeria | ||||||||
| Tungsten | Xiamen Tungsten Co., Ltd. | RMAP | DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Korea, Republic of, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Singapore, Viet Nam, United States, Egypt, Madagascar, Sierra Leone, Ivory Coast, Thailand, Bolivia, Netherlands, China, Ireland, Slovakia, Nigeria, France, Niger, Rwanda, United Kingdom, Switzerland, Spain, Djibouti, Czech Republic, Mexico, Zimbabwe, Suriname, Israel, Australia, Estonia, Indonesia | ||||||||
Annex I - 23